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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-01-21 |
| TX | RA | APPROVED_RES | 2006-10-05 |
| CT | RA | APPROVED | 1987-01-06 |
Branch Locations
3 Corporate Dr Ste 216, Shelton, CT 06484 • United States
Bridgeport, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Shelton | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Shelton | CT | 03/2020 | Present |
Board of Directors; Monticello Manor Condominium Association; Vice President; 55 Janet Circle Unit 2, , Bridgeport, CT, 06606; Not Investment-Related; 08/11/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-20 |
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