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Dennis Oconnor

Wells Fargo Advisors Financial Network, LLC

Cedar Knolls, NJ

Warren, NJ

CRD 1456326

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-02-28
NJ RA APPROVED 2012-02-24
  • TX RA
    APPROVED_RES
    Since 2012-02-28
  • NJ RA
    APPROVED
    Since 2012-02-24

Branch Locations

210 Malapardis Road Ste 204 [Satellite], Cedar Knolls, NJ 07927 • United States

161 Washington Valley Road Suite 205, Warren, NJ 07059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Cedar Knolls NJ 02/2012 Present
Previous Registrations
Other Businesses

INVESTMENT STRATEGIES GROUP, LLC, INVT RELATED, CEDAR KNOLLS, NJ, START DATE 2002, 0 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-20
S63 Uniform Securities Agent State Law Examination 1988-03-15
  • S65 Uniform Investment Adviser Law Examination
    1992-11-20
  • S63 Uniform Securities Agent State Law Examination
    1988-03-15
Other Names
  • Dennis W Oconnor
  • Dennis Oconnor
  • Dennis William Oconnor
  • Dennis William O'COnnor

View on SEC IAPD

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Nearby Offices

ALJEN ASSET MANAGEMENT LLC · CEDAR KNOLLS, NJ
NEW HORIZONS WEALTH MANAGEMENT · CEDAR KNOLLS, NJ
FAIRBRIDGE CAPITAL MANAGEMENT, LLC · CEDAR KNOLLS, NJ

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