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Aljen Asset Management LLC CRD 128962
$230M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
210 Malapardis Road Suite 201, Cedar Knolls, NJ 07927 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-23 |
| NJ | RA | APPROVED | 2025-11-11 |
| TX | RA | APPROVED_RES | 2019-08-30 |
Branch Locations
West Palm Beach, FL • United States
210 Malapardis Road Suite 201, Cedar Knolls, NJ 07927 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2003 | 09/2021 |
| Aljen Asset Management Llc | Cedar Knolls | NJ | 10/2003 | Present |
1) ALJEN ASSET MANAGEMENT, LLC., AN RIA AND TPA FIRM OF WHICH I AM PRINCIPAL SINCE 10/2003. I AM A PENSION CONSULTANT AT 210 MALAPARDIS ROAD,STE 201, CEDAR KNOLLS NJ 07927. I DIVIDE MY TIME BETWEEN THE TWO FUNCTIONS, MORE OR LESS AS FILINGS COME DUE. THIS MAY OCCUR DURING TRADING HOURS., DEPENDING ON SCHEDULING. 2) INDEPENDENT INSURANCE AGENT; NOT INVESTMENT RELATED; START DATE: 5/2003
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-02-20 |
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