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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-11
AZ RA APPROVED 2001-07-11
  • TX RA
    APPROVED_RES
    Since 2026-05-11
  • AZ RA
    APPROVED
    Since 2001-07-11

Branch Locations

8655 E Via De Ventura Suite E-130, Scottsdale, AZ 85258 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Ins. Co. Scottsdale AZ 10/1985 Present
Nylife Securities Inc. Phoenix AZ 12/1985 Present
Bruce Frank Financial Group, Llc Scottsdale AZ 04/2009 Present
Safe Management Phoenix AZ 09/2014 Present
  • 10/1985 → Present
    New York Life Ins. Co.
    Scottsdale, AZ
  • 12/1985 → Present
    Nylife Securities Inc.
    Phoenix, AZ
  • 04/2009 → Present
    Bruce Frank Financial Group, Llc
    Scottsdale, AZ
  • 09/2014 → Present
    Safe Management
    Phoenix, AZ
Other Businesses

[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS VIA DBA BRUCE FRANK FINANCIAL GROUP, LLC.] [SAFE MANAGEMENT; SAFE MANAGEMENT CONTRACTS WITH THE ARIZONA CARDINALS TO PROVIDE SECURITY FOR THE UNIVERSITY OF PHOENIX STADIUM. SAFE MANAGEMENT ALSO HAS THE CONTRACT TO PROVIDE SECURITY FOR THE NFL AT ALL SUPER GAMES AND RELATED ACTIVITES,; SAFE MANAGEMENT 4640 E ELWOOD ST SUITE 14 PHOENIX, AZ 85040; START DATE 10/2014; ROLE/TITLE: EMPLOYEE; NOT INVESTMENT RELATED; 16 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Billy's Place; Billy's Place provides greif services for children and families.; 21448 N 75th Avenue Suite Glendale, AZ 85308; Start Date 12/2019; Role/Title: volunter; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Fiesta Bowl committee; NON-INVESTMENT RELATED; START DATE 12/2004; VOLUNTEER; FUND-RAISING][Appointed with outside carriers for the purpose of brokering non-registered products; insurance broker; 8655 E Via De Ventura Suite E-130 Scottsdale, AZ 85258; Start Date 12/2012; Role/Title: Member; Investment Related; 10 hours per month; 2 hours per month during securities trading hours]

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-02-27
  • S63 Uniform Securities Agent State Law Examination
    1986-02-27

View on SEC IAPD

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