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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-11 |
| AZ | RA | APPROVED | 2001-07-11 |
Branch Locations
8655 E Via De Ventura Suite E-130, Scottsdale, AZ 85258 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins. Co. | Scottsdale | AZ | 10/1985 | Present |
| Nylife Securities Inc. | Phoenix | AZ | 12/1985 | Present |
| Bruce Frank Financial Group, Llc | Scottsdale | AZ | 04/2009 | Present |
| Safe Management | Phoenix | AZ | 09/2014 | Present |
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS VIA DBA BRUCE FRANK FINANCIAL GROUP, LLC.] [SAFE MANAGEMENT; SAFE MANAGEMENT CONTRACTS WITH THE ARIZONA CARDINALS TO PROVIDE SECURITY FOR THE UNIVERSITY OF PHOENIX STADIUM. SAFE MANAGEMENT ALSO HAS THE CONTRACT TO PROVIDE SECURITY FOR THE NFL AT ALL SUPER GAMES AND RELATED ACTIVITES,; SAFE MANAGEMENT 4640 E ELWOOD ST SUITE 14 PHOENIX, AZ 85040; START DATE 10/2014; ROLE/TITLE: EMPLOYEE; NOT INVESTMENT RELATED; 16 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Billy's Place; Billy's Place provides greif services for children and families.; 21448 N 75th Avenue Suite Glendale, AZ 85308; Start Date 12/2019; Role/Title: volunter; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Fiesta Bowl committee; NON-INVESTMENT RELATED; START DATE 12/2004; VOLUNTEER; FUND-RAISING][Appointed with outside carriers for the purpose of brokering non-registered products; insurance broker; 8655 E Via De Ventura Suite E-130 Scottsdale, AZ 85258; Start Date 12/2012; Role/Title: Member; Investment Related; 10 hours per month; 2 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-02-27 |
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