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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2021-01-11
CT RA APPROVED 2017-03-25
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2021-01-11
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States

Monroe, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Elmsford NY 01/2015 03/2017
Mml Investors Services, Llc Elmsford NY 03/2017 Present
Mass Mutual Life Insurance Company Elmsford NY 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Elmsford, NY
  • 03/2017 → Present
    Elmsford, NY
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Elmsford, NY
Previous Registrations
Other Businesses

1.)INDEPENDENT INSURANCE AGENT FROM BUSINESS ADDRESS(DISABILITY, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE) 2 SECURITIES TRADING HOURS WEEKLY, 0 NON SECURITIES TRADING HOURS WEEKLY, START DATE 10/2012 2.)OWNER OF 2 FAMILY RESIDENTIAL RENTAL PROPERTY IN MONROE NY 0HRS/WK & WKND SINCE 06/2000

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-18
  • S66 Uniform Combined State Law Examination
    2008-04-18
Other Names
  • Paul F Ruggiero

View on SEC IAPD

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