Daniel John Harper

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2015-07-07
TX	RA	APPROVED_RES	2015-06-26

NJ RA
APPROVED

Since 2015-07-07
TX RA
APPROVED_RES

Since 2015-06-26

Branch Locations

141 W Front St Ste 140, Red Bank, NJ 07701 • United States

Atlantic Highlands, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Red Bank	NJ	06/2015	03/2020
Ameriprise Financial Services, Llc	Red Bank	NJ	03/2020	Present

06/2015 → 03/2020

Ameriprise Financial Services, Inc.

Red Bank, NJ
03/2020 → Present

Ameriprise Financial Services, Llc

Red Bank, NJ

Previous Registrations

2007-06-22 → 2015-06-30

Wells Fargo Clearing Services, Llc

Red Bank, NJ

Red Bank, NJ

Red Bank, NJ

Altantic Highlands, NJ
2002-07-22 → 2007-07-03

Ubs Financial Services Inc.

Edison, NJ

Edison, NJ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-02-26

S63 Uniform Securities Agent State Law Examination

1986-02-26

Other Names

Daniel Harper

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews