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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-18
  • MN RA
    APPROVED
    Since 2013-11-18

Branch Locations

939 Old Hwy 8 Nw, New Brighton, MN 55112 • United States

Arden Hills, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. New Brighton MN 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-25
S63 Uniform Securities Agent State Law Examination 1999-05-28
  • S66 Uniform Combined State Law Examination
    2005-02-25
  • S63 Uniform Securities Agent State Law Examination
    1999-05-28
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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