Michael Charles Fitzgerald Williams

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-01-05
PA	RA	APPROVED	2010-02-24
DE	RA	APPROVED	1997-08-28

TX RA
APPROVED_RES

Since 2013-01-05
PA RA
APPROVED

Since 2010-02-24
DE RA
APPROVED

Since 1997-08-28

Branch Locations

224 Valley Creek Blvd, Ste 330, Exton, PA 19341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Exton	PA	08/1997	Present

08/1997 → Present

Lpl Financial Llc

Exton, PA

Other Businesses

1. 2/18/2022 - First Financial Networks, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/08/1991 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-05-15

S63 Uniform Securities Agent State Law Examination

1986-05-15

Other Names

Michael Cf Williams

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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