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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 04/2007 | 08/2024 |
| Fidelity Investments | Exton | PA | 08/2024 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-119483|OrgNmn:Freelance musician|Org Addr:Jenkintown,Pennsylvan,US|OBA Nature:Piano soloistist. Musical acco|Invst Rel:N|Title:Musician|Duties:Only occasional weekends and nights that would not conflict with Fidelity responsibilities.|StrtDt:|TotHrs/mon:3|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-04-26 |
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