Andrew James Mason

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc.	Malvern	PA	09/2007	02/2019
Td Ameritrade	Radnor	PA	02/2019	12/2022
Charles Schwab And Co., Inc.	Radnor	PA	12/2022	12/2022
Citizens Securities Inc.	Kenneth Square	PA	12/2022	06/2023
Pruco Securities, Llc	Exton	PA	06/2023	11/2023
The Prudential Insurance Co. Of America	Exton	PA	06/2023	11/2023
Fidelity Investments	Villanova	PA	11/2023	Present
Fidelity Investments	Boston	MA	03/2025	Present

2023-12-15 → 2025-03-31

Fidelity Personal And Workplace Advisors

Villanova, PA
2023-06-13 → 2023-11-15

Pruco Securities, Llc.

Exton, PA
2023-01-03 → 2023-06-09

Citizens Securities, Inc.

Kennett Square, PA

Doylestown, PA

Conshohocken, PA
2019-03-06 → 2023-01-04

Td Ameritrade Investment Management, Llc

Radnor, PA
2022-01-26 → 2022-12-31

Charles Schwab & Co., Inc.

Radnor, PA
2019-03-06 → 2022-10-14

Td Ameritrade, Inc.

Radnor, PA
2015-01-15 → 2019-03-01

Vanguard Advisers, Inc.

Malvern, PA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-08-19
S63	Uniform Securities Agent State Law Examination	2007-09-27