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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-18 |
| MT | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Whitefish | MT | 06/1988 | 11/2017 |
| Lpl Financial Llc | Whitefish | MT | 11/2017 | Present |
1. 11/29/2017 - HAAS & ASSOCIATES INC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 12/2002 - 156 Hour Per Month/98 Hours During Securities Trading - Co-Owner. 2. 11/29/2017 - HAAS AND HAAS, LLC - Not Investment Related - Kalispell, MT - Real Estate Rental - Start Date 11/2002 - Co-Owner. 3. 5/2/2018 - Noble Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/07/2018 - 180 Hours Per Month During Securities Trading. 4. 10/17/2018 - S B Group Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 10/10/2018 - 3 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-25 |
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