V J Carbo

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2008-09-16
TX	RA	APPROVED	2008-09-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Dear Trac'S Llc	Whitefish	MT	06/2004	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691	Kalispell	MT	09/2008	Present
Bank Of America, N.A.	Whitefish	MT	05/2011	Present

06/2004 → Present

Dear Trac'S Llc

Whitefish, MT
09/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691

Kalispell, MT
05/2011 → Present

Bank Of America, N.A.

Whitefish, MT

NATURALLY CLEAN INC. (ORGANIC DRY CLEANING) LIMITED PARTNER (24%) AS OF 6/2004 SOUTH WHITEFISH, MT 59937.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-10-20

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