Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2008-09-16
TX RA APPROVED 2008-09-15
  • MT RA
    APPROVED
    Since 2008-09-16
  • TX RA
    APPROVED
    Since 2008-09-15

Branch Locations

142 Baker Ave, Whitefish, MT 59937 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dear Trac'S Llc Whitefish MT 06/2004 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Kalispell MT 09/2008 Present
Bank Of America, N.A. Whitefish MT 05/2011 Present
  • 06/2004 → Present
    Dear Trac'S Llc
    Whitefish, MT
  • 09/2008 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Kalispell, MT
  • 05/2011 → Present
    Bank Of America, N.A.
    Whitefish, MT
Previous Registrations
  • 2004-12-17 → 2008-09-29
    Billings, MT
    Billings, MT
    Kalispell, MT
  • 2004-10-21 → 2004-11-11
    Harrisdirect Llc
    San Francisco, CA
Other Businesses

NATURALLY CLEAN INC. (ORGANIC DRY CLEANING) LIMITED PARTNER (24%) AS OF 6/2004 SOUTH WHITEFISH, MT 59937.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-20
  • S66 Uniform Combined State Law Examination
    2004-10-20
Other Names
  • V. James Carbo
  • V.JAmes Carbo
  • V. James Carbo
  • Jamie Carbo

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Whitefish, MT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor