Patricia Purnell Baum

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets Llc
  Annapolis, MD
• 05/2017 → Present
  City National Bank
  Annapolis, MD

Other Businesses

(1) BALTIMORE COMMUNITY FOUNDATION; ADDRESS: 2 E READ STREET 9TH FL BALTIMORE, MD 21202; BUSINESS DESCRIPTION: COMMUNITY FOUNDATION; NOT INVESTMENT RELATED; START DATE: 06/25/2014; CAPACITY: BOARD OF DIRECTORS, COMMITTEE/COUNCIL MEMBER; DUTIES: ATTEND FOUR BOARD MEETINGS ANNUALLY, CHAIR INVESTMENT COMMITTEE/WORKING WITH AN INVESTMENT CONSULTANT TO GUIDE THE FOUNDATION ENDOWMENT FUNDS; HOURS DEVOTED PER WEEK: 5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1. (2) ROSA PARKS MUSEUM; ADDRESS: 252 MONTGOMERY STREET, MONTGOMERY, AL 36104; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: MUSEUM, CAPACITY: BOARD OF DIRECTORS; START DATE: 11/13/2018; DUTIES: ADVISORY ROLE ONLY; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1. (3) Name of business: Purnell Realty Business Description: Building Whether the business is investment-related: no Address:107 West Main Street Salisbury, MD 21801 Capacity: Owner - Passive Start Date: 06/13/19 Duties: I have no duties to perform in this. Hours devoted per month: 0 Hours devoted during securities hours per month: 0 (4) NAME OF ENTITY: Charles C. Baum Foundation ADDRESS: 457 Holly Farms Road, Severna Park, MD 21146; 1906 Town Center Blvd, Severna Park, MD 21146 INVESTMENT/NOT INVESTMENT RELATED: Yes BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Oct 24, 2015 CAPACITY: Director, Officer DUTIES: I am the President of this family foundation; I am primarily responsible for making grants to community organizations that my late husband supported. I also manage the investments, but there are very few changes made. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (5) NAME OF ENTITY: Johns Hopkins Department of Neurology ADDRESS: 601 N. Caroline Street Baltimore MD 21287 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jun 01, 2026 CAPACITY: Board of Directors DUTIES: I am on an Advisory Board for the Johns Hopkins Dept of Neurology - this is a board to raise awareness of the work being done by the Department Chair, and to support and be an ambassador for all of the medical research in neurology department at Johns Hopkins Medicine. HOURS DEVOTED PER MONTH: less than 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: less than 1

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-07-08
• S63 Uniform Securities Agent State Law Examination
  1986-01-31

Other Names

• Patricia Purnell Bafford
• Ann Bafford
• Ann Bafford
• Patti Bafford