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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-12 |
| MO | RA | APPROVED | 2001-07-10 |
Branch Locations
9237 Ward Parkway Suite 208, Kansas City, MO 64114 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Co | Kansas City | MO | 11/1983 | Present |
| Mml Investors Services, Llc | Kansas City | MO | 03/1987 | Present |
NAME: TWIN FINANCIAL INV REL: Y ADD: 9237 WARD PKWY, STE 208, KANSAS CITY, MO 64114 NATURE:IND LIFE INS, HEALTH INS, GRP LIFE INS, GRP HEALTH INS POSITION: SALES/AGENT START DATE: 01/2015 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 (2) NAME: ST TERESA'S ACADEMY INV REL: N ADD: 5600 MAIN ST KANSAS CITY MO 64113 NATURE: ALL FEMALE HS PROVIDING CATHOLIC EDUCATION AND ENCOURAGING THE GROWTH OF THE STUDENTS IN CATHOLIC VALUES POSITION: BOARD MEMBER START DATE: 12/21/2023 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DUTIES: ADVANING AND PROMOTING THE MISSION OF THE ORG (3) NAME: HEARTSTRINGS COMMUNITY FOUNDATION INV REL: N ADD: 11599 S RIDGEVIEW RD, OLATHE KS 66061 NATURE: EMPLOYING ADULTS WITH INTELLECTUAL/ DEVELOPMENTAL DISABILITIES IN THE COMMUNITY POSITION: BOARD MEMBER START DATE: 12/21/2023 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DUTIES: ADVISING ON BUSINESS OPERATIONS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-08 |
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