Stephanie Anne Secor

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 02/2017
  Citigroup Global Markets Inc.
  Costa Mesa, CA
• 05/2025 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 03/2017 → 09/2017
  Unemployed
  Park City, UT
• 10/2017 → 04/2023
  Goldman Sachs & Co Llc
  New York, NY
• 04/2023 → 03/2025
  Charles Schwab & Co
  Westlake, TX
• 03/2025 → 05/2025
  Empower Retirement Llc
  Greenwood Village, CO
• 09/2025 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2007-05-29 → 2017-02-10
  Citigroup Global Markets Inc.
  Costa Mesa, CA
  Costa Mesa, CA
  Costa Mesa, CA
• 2005-08-24 → 2007-05-29
  Citicorp Investment Services
  Costa Mesa, CA
  Costa Mesa, CA
  Costa Mesa, CA
• 2003-09-08 → 2005-08-02
  Lpl Financial Llc
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2003-09-03
• S63 Uniform Securities Agent State Law Examination
  1986-07-22

Other Names

• Stephanie Anne Secor
• Stephanie A Secor