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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-21
IA RA APPROVED 2005-03-28
  • TX RA
    APPROVED_RES
    Since 2019-08-21
  • IA RA
    APPROVED
    Since 2005-03-28

Branch Locations

107 East Washington Ave, Fairfield, IA 52556 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life Company Des Moines IA 09/1984 Present
Century Companies Waverly IA 01/1993 Present
Cambridge Investment Research, Inc. Fairfield IA 09/2003 Present
Graf & Company Fairfield IA 09/2003 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2005 Present
  • 09/1984 → Present
    Bankers Life Company
    Des Moines, IA
  • 01/1993 → Present
    Century Companies
    Waverly, IA
  • 09/2003 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2003 → Present
    Graf & Company
    Fairfield, IA
  • 03/2005 → Present
    Fairfield, IA
Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) Pekin Community Scholarship Fund, 1062 Birch Ave Packwood, IA 52580. Board Member. 4/1/2001. Not investment related, 50/yearly, 0/trading. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 06/03/2004 4) FINANCIAL INTEGRATORS, 4140 Grand Ave., Des Moines IA 50312, 01/2025, W2 Employee, DBA Name, INV REL, 180 HR/MO, 140 HR/MO TRADING. 5) BOBBY W. NORTHUP/FINANCIAL INTEGRATORS, 107 East Washington Ave., Fairfield IA 52556, United States, 01/2025, Agent, Insurance/Benefits/Human Resources, NIR, 34 HR/MO, 32 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-02
S63 Uniform Securities Agent State Law Examination 1986-02-12
  • S65 Uniform Investment Adviser Law Examination
    2004-06-02
  • S63 Uniform Securities Agent State Law Examination
    1986-02-12
Other Names
  • Bob Northup
  • Bo Northup

View on SEC IAPD

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