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Carol Irene Fasbender

Harbour Investments, Inc.

St Joseph, MI

CRD 1453739

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Employer firm

Harbour Investments, Inc. CRD 19258

$9.60B regulatory AUM 3,203 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-10-18
  • MI RA
    APPROVED
    Since 2017-10-18

Branch Locations

620 Broad Street Suite 103, St Joseph, MI 49085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbour Investments Inc. Madison WI 03/2000 Present
Your Center For Investments St. Joseph MI 03/2000 Present
  • 03/2000 → Present
    Madison, WI
  • 03/2000 → Present
    Your Center For Investments
    St. Joseph, MI
Other Businesses

1)Your Center for Investments - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-03-21
  • S63 Uniform Securities Agent State Law Examination
    1986-03-21
Designations
  • Certified Financial Planner
Other Names
  • Carol Longoria
  • Carol Fastie

View on SEC IAPD

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