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Philip Herbert Ellis

Blue Iguana Financial, LLC

St. Joseph, MI

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Current Employers
Blue Iguana Financial, Llc

505 Pleasant St Suite 305, St. Joseph, MI 49085 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-12-09
IN RA APPROVED 2024-11-25
  • MI RA
    APPROVED
    Since 2024-12-09
  • IN RA
    APPROVED
    Since 2024-11-25

Branch Locations

505 Pleasant St Suite 305, St. Joseph, MI 49085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Great Lakes And Atlantic Wealth St. Joseph MI 08/2015 01/2019
Red Oak Capital Management, Inc Saint Joseph MI 01/2019 04/2023
Hayden Royal, Llc Formerly Known As Great Lakes & Saint Joseph MI 11/2015 01/2019
Mgo One Seven Dba Brittison Financial Group, Inc. Saint Joseph MI 04/2023 08/2024
Brittison Financial Group, Inc Saint Joseph MI 03/2003 Present
Blue Iguana Financial, Llc Saint Joseph MI 08/2024 Present
  • 08/2015 → 01/2019
    Great Lakes And Atlantic Wealth
    St. Joseph, MI
  • 01/2019 → 04/2023
    Red Oak Capital Management, Inc
    Saint Joseph, MI
  • 11/2015 → 01/2019
    Hayden Royal, Llc Formerly Known As Great Lakes &
    Saint Joseph, MI
  • 04/2023 → 08/2024
    Mgo One Seven Dba Brittison Financial Group, Inc.
    Saint Joseph, MI
  • 03/2003 → Present
    Brittison Financial Group, Inc
    Saint Joseph, MI
  • 08/2024 → Present
    Blue Iguana Financial, Llc
    Saint Joseph, MI
Previous Registrations
  • 2023-05-01 → 2024-08-05
    Oneseven
    Beachwood, OH
    Saint Joseph, MI
  • 2019-03-25 → 2023-11-03
    Red Oak Capital Management, Inc.
    Saint Joseph, MI
    Oak Brook, IL
    Mishawaka, IN
  • 2015-11-12 → 2019-01-28
    Hayden Royal
    St. Joseph, MI
    Charlotte, NC
  • 2013-08-30 → 2015-09-08
    Dynasty Capital Management, Inc
    Saint Joseph, MI
    Englewood, CO
Other Businesses

Philip spends 20-30 hours per week at Brittison Financial Group, inc. which was formed 5/9/2014. Insurance licensed - life and health.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-29
  • S65 Uniform Investment Adviser Law Examination
    2013-03-29
Other Names
  • Philip H Ellis

View on SEC IAPD

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Other Investors

PHYLLIS ANNE SARABYN
JAMES DANIEL ROBERTS
Jordan Thomas Powers
Michael Angelo DeRosa
RYAN JAMES HARTWELL
JAMES VERSLUIS HARTWELL
DANA LEE WALES
WENDY LOU MITCHELL

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ST. JOSEPH, MI
JIM ROBERTS INVESTMENT ADVISORS LLC · ST. JOSEPH, MI
CENTENNIAL SECURITIES COMPANY, INC. · ST JOSEPH, MI
HARTWELL & COMPANY · ST JOSEPH, MI
AMERIPRISE FINANCIAL SERVICES, LLC · ST. JOSEPH, MI
CETERA INVESTMENT ADVISERS LLC · ST. JOSEPH, MI
AMERIPRISE FINANCIAL SERVICES, LLC · St Joseph, MI
USA FINANCIAL SECURITIES LLC · ST JOSEPH, MI

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