Phyllis Anne Sarabyn

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 07/2017
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 08/2016 → 07/2017
  Cuna Mutual Group
  Waverly, IA
• 08/2017 → 11/2018
  The Prudential Insurance Company Of America
  Paw Paw, MI
• 08/2017 → 11/2018
  Pruco Securities, Llc
  Paw Paw, MI
• 08/2019 → Present
  Wells Fargo Clearing Services Llc
  Mishawaka, IN
• 05/2018 → 08/2019
  Home Depot
  Mishawaka, IN

Previous Registrations

• 2017-08-18 → 2018-11-21
  Pruco Securities, Llc.
  Portage, MI
  Troy, MI
  Paw Paw, MI
• 2016-08-17 → 2017-07-31
  Cuna Brokerage Services, Inc.
  Waverly, IA
  Elkhart, IN
• 2016-03-24 → 2016-07-28
  Pfs Investments Inc.
  Portage, MI
• 2010-11-04 → 2016-01-05
  Edward Jones
  Dowagiac, MI
  Dowagiac, MI
  Dowagiac, MI

Exams

• S66 Uniform Combined State Law Examination
  2010-10-29
• S63 Uniform Securities Agent State Law Examination
  2005-02-04

Other Names

• Phyllis Anne Flowers
• Phyllis Anne Sarabun
• Phyllis Anne Sarabyn
• Phyllis Sarabyn