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476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2004-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vicus Capital, Inc. (Formerly Pfg Financial Advisors) | State College | PA | 10/2001 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
1. INDEPENDENT INSURANCE AGENT, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, BEGAN 08/1983, 15HRS/WKDY ONLY; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 10/2001, 10HRS/WK (TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. SPIRITUAL ASSEMBLY OF THE BAHA'I OF DOVER, DE , INC., NOT INVESTMENT RELATED, 15 PARK DR, DOVER, DE, 19961, NON-PROFIT, STARTED 5/1988, SECRETARY, APX 1 HOUR PER WEEK, MAY BE DURING TRADING HOURS, MINUTES AND CORRESPONDENCE. 4. NAME OF OTHER BUSINESS: PETER OLDZIEY & ASSOCIATES, PA ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2007 ; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: COMPREHENSIVE FINANCIAL PLANNING ; 5. NAME OF OTHER BUSINESS: IRONHORSE ASSOCIATES LLC ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FRANCHISE ; START DATE: 01/2009 ; POSITION/TITLE/RELATIONSHIP: REGISTERED AGENT ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: FILING ANNUAL FRANCHISE TAX ; 6. NAME OF OTHER BUSINESS: 849 FOUNDATION, INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NON-PROFIT; START DATE: 2/2023; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: FILING ANNUAL FRANCHISE TAX; 7. NAME OF OTHER BUSINESS: HEYDRO LLC ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FRANCHISE ; START DATE: 07/2009 ; POSITION/TITLE/RELATIONSHIP: REGISTERED AGENT ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: FILING ANNUAL FRANCHISE TAX ; 8. NAME OF OTHER BUSINESS: RUSTY RABBIT FOUNDATION; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FOUNDATION; START DATE:11/2022; POSITION/TITLE/RELATIONSHIP: REGISTERED AGENT; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: FILING ANNUAL FRANCHISE TAX ; 9. NAME OF OTHER BUSINESS: DOVER INTERFAITH MISSION FOR HOUSING, INC.; INVESTMENT RELATED: NO; ADDRESS: 684 FORST ST DOVER, DE 19901; NATURE OF BUSINESS: HOMELESS SHELTER; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEE GENERAL FINANCES AND PRESENT BUDGET AND REPORTS TO BOARD;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-28 |
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