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Sandra Lawter-Otoole

Principal Securities, Inc.

Dover, DE

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2011-12-19
  • DE RA
    APPROVED
    Since 2011-12-19

Branch Locations

1305 S Governors Ave, Dover, DE 19904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Dover DE 11/2011 Present
Principal Securities Inc Dover DE 11/2011 Present
Lawter-Otoole Wealth Management Llc Dover DE 01/2012 Present
  • 11/2011 → Present
    Principal Life Insurance Co
    Dover, DE
  • 11/2011 → Present
    Principal Securities Inc
    Dover, DE
  • 01/2012 → Present
    Lawter-Otoole Wealth Management Llc
    Dover, DE
Other Businesses

***OUTSIDE INSURANCE, LTC, 01/30/12. **Fixed insurance, Fixed life, fixed annuities, DI and LTC, 8/10/16. ***BLOKAMP, LLC; Not Investment Related; 369 Case Ridge Rd, Dover, DE 19901; Vice President; Listed as VP of mother's LLC in the event she becomes incapacitated, RR can easily step in to handle properties.; Start Date: 07/31/2018; 0 hrs per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-14
S63 Uniform Securities Agent State Law Examination 1999-07-24
  • S65 Uniform Investment Adviser Law Examination
    2011-12-14
  • S63 Uniform Securities Agent State Law Examination
    1999-07-24
Designations
Other Names
  • Sandra L Lawter-O'TOole
  • Sandra L Otoole
  • Sandra Lee Otoole
  • Sandra Lee Lawter
  • Sandra Lawter-O'TOole
  • Sandra Lee Lawter-Otoole
  • Sandra Lawter-O'TOole
  • Sandra Lawter Otoole

View on SEC IAPD

Other Firms

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LONG ANGLE MANAGEMENT, LLC
BFO INVESTMENTS LLC
BANKERS LIFE ADVISORY SERVICES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MADERA TECHNOLOGY ADVISORS, LLC
VITALIZEVC MANAGEMENT, LLC
8FIGURES

Other Investors

PATRICK THOMAS NOLAN
ROBERTS E. MCKELDIN
MATTHEW JASON BASILE
SCOTT CLAYTON CRAWFORD
Nataliya V Zook
RAYMOND FRANK BOOK
SCOTT RICHARD BROWN
RONALD PAUL VASCIK

Other Offices

ORBIT · DOVER, DE
LONG ANGLE MANAGEMENT, LLC · DOVER, DE
BFO INVESTMENTS LLC · DOVER, DE
BANKERS LIFE ADVISORY SERVICES, INC. · Dover, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Dover, DE
MADERA TECHNOLOGY ADVISORS, LLC · DOVER, DE
VITALIZEVC MANAGEMENT, LLC · DOVER, DE
8FIGURES · DOVER, DE

More in Dover, DE

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