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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-27
DE RA APPROVED 2021-06-09
  • TX RA
    APPROVED_RES
    Since 2023-07-27
  • DE RA
    APPROVED
    Since 2021-06-09

Branch Locations

230 Beiser Boulevard Suite 201, Dover, DE 19904 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Towson MD 08/1999 06/2021
Penn Mutual Life Ins Co Towson MD 08/1999 Present
Kestra Investment Services, Llc Dover DE 06/2021 Present
Kestra Advisory Services, Llc Dover DE 06/2021 Present
  • 08/1999 → 06/2021
    Hornor Townsend & Kent Inc
    Towson, MD
  • 08/1999 → Present
    Penn Mutual Life Ins Co
    Towson, MD
  • 06/2021 → Present
    Kestra Investment Services, Llc
    Dover, DE
  • 06/2021 → Present
    Dover, DE
Previous Registrations
Other Businesses

Name: Delaware Wildlands, Inc. Investment Related: No Address: 315 Main Street Odessa DE 19720 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board of Director Start Date: 6/3/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend four meetings a year and offer input on the organizations land conservation efforts Name: Kestra Advisory Services, LLC. Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment advisor Representative, registered rep, senior wealth strategist Start Date: 5/27/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: complete financial plans for clients and recommend insurance and investment products based on those financial plans Name: Crawford Financial Services Investment Related: Yes Address: 230 Beiser Blvd., Suite 201 Dover DE 19904 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Owner/Registered Representative and Investment Advisor Representative- and senior wealth strategist Start Date: 6/2/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Primary duties include completing financial plans for clients and recommending insurance and investments associated with those plans as well as oversee the overall operations of the office

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-16
S63 Uniform Securities Agent State Law Examination 2001-01-24
  • S66 Uniform Combined State Law Examination
    2005-08-16
  • S63 Uniform Securities Agent State Law Examination
    2001-01-24

View on SEC IAPD

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