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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-03
MA RA APPROVED 2013-04-16
  • TX RA
    APPROVED
    Since 2017-01-03
  • MA RA
    APPROVED
    Since 2013-04-16

Branch Locations

46 Accord Park Drive, Norwell, MA 02061 • United States

North Marshfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 09/2003 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2005 Present
Previous Registrations
  • 2002-04-24 → 2003-10-17
    Cetera Advisors Llc
    Norwell, MA
Other Businesses

1) STEPHEN J LEARY, CFP; SELF-EMPLOYED; SAME ADRESS.TAX PREPARATION - 60-80 HRS/MO DURING TAX SEASON 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDT INSURANCE COMPANIES. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/01/2003 4) STEPHEN J LEARY, CFP, 46 ACCORD PARK DRIVE, NORWELL MA 02061, United States, 01/1998, Agent, Insurance/Benefits/Human Resources, NIR, 4 HR/MO, 0 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-02-10
  • S63 Uniform Securities Agent State Law Examination
    1986-02-10
Designations
Other Names
  • Steve Leary

View on SEC IAPD

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