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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1986-02-07
  • FL RA
    APPROVED
    Since 1986-02-07

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 08/1983 Present
Raymond James Financial St Petersburg FL 08/1983 Present
Other Businesses

(1)Name of Business: Address: 1000 Clubhouse Drive, Banner Elk, NC, 28604, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board, Committee Member Investment Related: No Start Date: 04/15/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a member of the Elk River Greens Committee, we recommend changes to the Elk River golf course to the Elk River Board of Directors. (2)Name of Business: Address: 880 Carillon Pkwy Tower 3, Saint Petersburg, FL, 33716-1112, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director, Committee Member Investment Related: No Start Date: 07/25/2008 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Officer/director of RJF entities. (3)Name of Business: Elk River Club Address: 1000 Clubhouse Drive, Banner Elk, NC, 28604, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 11/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Member of the Finance Committee of this privately owned country club. The committee is charged with managing the financial affairs of the club. (4)Name of Business: Feather Sound Church Address: 13880 Feather Sound Drive, Clearwater, FL, 33762, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 03/31/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Monitor financial condition of the church as well as comparing receipts and expenditures to budget.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-07-01
  • S63 Uniform Securities Agent State Law Examination
    1986-07-01

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