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Patricia Ann Ziegenfuss

Charles Schwab & Co., Inc.

Orlando, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-06-22
  • FL RA
    APPROVED
    Since 2018-06-22

Branch Locations

70 S. Keller Road, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New Brunswick NJ 10/2012 05/2017
Morgan Stanley Paramus NJ 05/2017 08/2017
N/A Orlando FL 08/2017 06/2018
Charles Schwab & Co., Inc. Orlando FL 06/2018 Present
  • 10/2012 → 05/2017
    Morgan Stanley Smith Barney
    New Brunswick, NJ
  • 05/2017 → 08/2017
    Morgan Stanley
    Paramus, NJ
  • 08/2017 → 06/2018
    N/A
    Orlando, FL
  • 06/2018 → Present
    Charles Schwab & Co., Inc.
    Orlando, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-16
S63 Uniform Securities Agent State Law Examination 2001-10-31
  • S66 Uniform Combined State Law Examination
    2007-06-16
  • S63 Uniform Securities Agent State Law Examination
    2001-10-31
Other Names
  • Patricia Williams

View on SEC IAPD

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