Steven Joel Jones

Current Employers

Employment History

• 12/2015 → 10/2018
  Signator Investors, Inc.
  Lafayette, CA
• 10/2018 → Present
  Lpl Financial, Llc
  Seattle, WA

Previous Registrations

• 2015-12-28 → 2018-10-29
  Signator Investors, Inc.
  Seattle, WA
  Bellevue, WA
  Lafayette, CA
• 2012-08-15 → 2015-12-28
  Signator Financial Services, Inc.
  Bellevue, WA
  Seattle, WA
• 1997-04-04 → 2012-08-31
  First Washington Corporation
  Seattle, WA
  Seattle, WA

Other Businesses

1. 10/26/2018 - ESTATE OF FLOYD U JONES - Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Trustee - Started 1/5/2018 - 15 Hours Per Month - Time Spent 5% - Trustee for father's estate while it is being probated. Sister is also a trustee. 2. 10/26/2018 - No Business Name - Investment Related - Home Based, and STANWOOD & CAMANO ISLAND, WA - Real Estate Rental - Sole Owner/Manager - Started 06/01/2005 - 5 Hours Per Month - Time Spent 1%. 3. 10/26/2018 - SUNDIN BEACH ASSOCIATION - Not Investment Related - P.O. Box 2554, Stanwood WA. 98292 - Non-Variable Insurance - Board Member - Started 08/15/2012 - 1 Hour Per Month - Time Spent 1%. 4. 10/26/2018 - Seattle First Asset Mgmt, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10-26-2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 5. 10/26/2018 - HAGLUND ENTERPRISES LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - SOLE OWNER/MANAGER - Started 7-10-2003 - Time Spent 1%. 6. 03/07/2019 - CRUT UW FLOYD U JONES - Investment related - 1200 fifth ave suite 1920 - Act in a Fiduciary Capacity - start date:12/24/2018 - 2 hrs/mo - 0 hrs during trading - I am the trustee for 4 trusts created after my father passed away. 7. 1/23/2020 - IDAHO PROPERTY HOLDINGS LLC - Investment Related - At Reported Business Location(s) & Twin Falls Idaho - Real Estate Rental - Started 01/17/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Farmland, 40 acres.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-06-17
• S63 Uniform Securities Agent State Law Examination
  1986-01-23

Other Names

• Steven J Jones