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Michael C Curtis

Cornerstone Investment Services

Providence, RI

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Current Employers
Cornerstone Investment Services

245 Waterman Street Suite 504A, Providence, RI 02906 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-12-06
ME RA APPROVED 2015-11-24
RI RA APPROVED 2012-03-30
MA RA APPROVED 2009-05-26
  • FL RA
    APPROVED
    Since 2017-12-06
  • ME RA
    APPROVED
    Since 2015-11-24
  • RI RA
    APPROVED
    Since 2012-03-30
  • MA RA
    APPROVED
    Since 2009-05-26

Branch Locations

245 Waterman Street Suite 504A, Providence, RI 02906 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantella & Co Inc Boston MA 05/2008 05/2019
Cornerstone Investments Providence RI 10/2008 Present
Vestech Securities, Inc. St. Louis MO 06/2019 10/2020
  • 05/2008 → 05/2019
    Cantella & Co Inc
    Boston, MA
  • 10/2008 → Present
    Cornerstone Investments
    Providence, RI
  • 06/2019 → 10/2020
    Vestech Securities, Inc.
    St. Louis, MO
Other Businesses

ADVISORY REP FOR CORNERSTONE (RIA)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-10
S63 Uniform Securities Agent State Law Examination 1986-02-26
  • S66 Uniform Combined State Law Examination
    2008-09-10
  • S63 Uniform Securities Agent State Law Examination
    1986-02-26
Other Names
  • Michael Curtis Curtis
  • Michael Charles Curtis

View on SEC IAPD

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ANDREW E. SNAPE
GREGORY JOSEPH LAVINE
JOHN BOND TREVOR
JOAN MARIE CAINE
CHARLES BATEMAN PARSONS
EDWIN G FISCHER
STACEY LEA STERNBERG

Other Offices

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
ERNST & YOUNG INVESTMENT ADVISERS LLP · PROVIDENCE, RI
BLUE FIN CAPITAL, INC. · PROVIDENCE, RI
WASHINGTON TRUST ADVISORS · Providence, RI
WASHINGTON TRUST ADVISORS · Providence, RI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PROVIDENCE, RI
BARRETT & COMPANY · PROVIDENCE, RI

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