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Compass Investment Advisers, LLC CRD 131933
$111M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4475 Sw Scholls Ferry Rd Suite 270, Portland, OR 97225-1958 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-09-13 |
| OR | RA | APPROVED | 2021-01-10 |
Branch Locations
4475 Sw Scholls Ferry Rd Suite 270, Portland, OR 97225-1958 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Empirical Financial Services, Llc | Seattle | WA | 01/2013 | 06/2019 |
| Compass Investment Advisers, Llc | Portland | OR | 12/2019 | Present |
| Homemaker | Portland | OR | 07/2019 | 12/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-02 |
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