James Marshall Perkins

Employer firm

Quantum Private Wealth, LLC CRD 307358

$418M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → 04/2020
  Ubs Financial Services Inc
  Northbrook, IL
• 04/2020 → Present
  Quantum Private Wealth, Llc
  Tampa, FL
• 04/2020 → 12/2022
  Purshe Kaplan Sterling Investments, Inc
  Lake Forest, IL
• 02/2021 → Present
  Quantum Private Wealth, Llc
  Tampa, FL

Previous Registrations

• 2006-09-22 → 2020-05-08
  Ubs Financial Services Inc.
  Northbrook, IL
• 2001-01-16 → 2006-09-29
  Deutsche Bank Securities Inc.
  Chicago, IL
  Chicago, IL

Other Businesses

1) Fixed/Traditional Insurance - Agent -4/9/2020 - 2 business hours a month - 2 securities hours a month - sales of fixed/traditional insurance products 2) Playability Toys; Not investment-related; 1861 W. Grant Rd., Tucson, AZ 85745, Manufactures toys for children with special needs; Position: Board member. Start date-04/2015; Spends 1-3 hours per month. 1 hour per month during securities trading hours. 3) Recovery Connections of Central Florida; Not investment-related; 7912 Forest City Road, Ste. 101, Orlando, FL 32810; Independent non-profit organization assisting those seeking recovery from addiction. Position: Board member. Start date-10/2021; Spends 2-4 hours per month. 1-2 hour per month during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-08
• S63 Uniform Securities Agent State Law Examination
  1986-02-18