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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2020-10-15
TX RA APPROVED_RES 2020-03-14
  • ID RA
    APPROVED
    Since 2020-10-15
  • TX RA
    APPROVED_RES
    Since 2020-03-14

Branch Locations

450 B Street, Idaho Falls, ID 83402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Idaho Falls ID 08/1994 Present
Young & Associates Idaho Falls ID 08/1994 Present
Raymond James Financial Services Advisors, Inc Idaho Falls ID 01/2009 Present
Other Businesses

(1)Name of Business: EAGLE ROCK CAPITAL ADVISORS Address: 450 B St, Idaho Falls, ID, 83402-3591, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/01/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: We are starting the process for creating a DBA. This is an initial inquiry as to the name we would like to be known as. Please have a processor contact us if there is a better way to go about creating a DBA. (2)Name of Business: Idaho Community Foundation Address: 450 B St, Idaho Falls, ID, 83402-3591, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 05/15/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: The Idaho Community Foundation has a 30+ year history of building community philanthropy. They are accredited by National Standards for U.S. Community Foundations,. which recognizes operational excellence in community philanthropy. I will help to facilitate review of grant applications to facilitate this mission of philanthropic gifting to eligible nonprofits. (3)Name of Business: Young & Associates, Inc. Address: 450 B St, Idaho Falls, ID, 83402, United States Activity Type: Support Company - Owner Position/Title: Other, Independent Contractor, Officer - President Investment Related: No Start Date: 11/30/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Young & Associates, Inc. All operation support for company. AS stated this is my operating company. All documented support flows through this entity. (4)Name of Business: Young and Associates, Inc. Address: 450 B St, Idaho Falls, ID, 83402, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 05/05/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Operating company, I am the owner/president.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-14
S63 Uniform Securities Agent State Law Examination 1986-01-20
  • S65 Uniform Investment Adviser Law Examination
    2020-10-14
  • S63 Uniform Securities Agent State Law Examination
    1986-01-20

View on SEC IAPD

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