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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2020-10-15 |
| TX | RA | APPROVED_RES | 2020-03-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Idaho Falls | ID | 08/1994 | Present |
| Young & Associates | Idaho Falls | ID | 08/1994 | Present |
| Raymond James Financial Services Advisors, Inc | Idaho Falls | ID | 01/2009 | Present |
(1)Name of Business: EAGLE ROCK CAPITAL ADVISORS Address: 450 B St, Idaho Falls, ID, 83402-3591, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/01/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: We are starting the process for creating a DBA. This is an initial inquiry as to the name we would like to be known as. Please have a processor contact us if there is a better way to go about creating a DBA. (2)Name of Business: Idaho Community Foundation Address: 450 B St, Idaho Falls, ID, 83402-3591, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 05/15/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: The Idaho Community Foundation has a 30+ year history of building community philanthropy. They are accredited by National Standards for U.S. Community Foundations,. which recognizes operational excellence in community philanthropy. I will help to facilitate review of grant applications to facilitate this mission of philanthropic gifting to eligible nonprofits. (3)Name of Business: Young & Associates, Inc. Address: 450 B St, Idaho Falls, ID, 83402, United States Activity Type: Support Company - Owner Position/Title: Other, Independent Contractor, Officer - President Investment Related: No Start Date: 11/30/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Young & Associates, Inc. All operation support for company. AS stated this is my operating company. All documented support flows through this entity. (4)Name of Business: Young and Associates, Inc. Address: 450 B St, Idaho Falls, ID, 83402, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 05/05/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Operating company, I am the owner/president.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-20 |
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