Humberto Rafael Perez

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → Present
  Raymond James Financial Services, Inc.
  Idaho Falls, ID
• 09/2002 → Present
  40 Something Band
  Idaho Springs, ID
• 06/2004 → Present
  Perez Investments
  Idaho Falls, ID
• 03/2009 → Present
  Raymond James Financial Services Advisors Inc.
  Idaho Falls, ID

Other Businesses

(1)Name of Business: Perez Investments Address: 2225 W Broadway St Ste I, Idaho Falls, ID, 83402, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/01/2004 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My Tax Name Only!!! For Tax purposes. Was told I should OBA this (2)Name of Business: the 40 Somethin Band Address: Idaho Falls, Idaho Falls, ID, 83401, United States Activity Type: Other Position/Title: Other, Musician, Artist Investment Related: No Start Date: 09/02/2002 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Guitar Player

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-01-14
• S63 Uniform Securities Agent State Law Examination
  1998-11-25

Other Names

• H Ralph Perez
• Humberto Ralph Perez