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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2017-08-09
TX RA APPROVED_RES 2015-02-27
ID RA APPROVED 2015-02-24
  • WY RA
    APPROVED
    Since 2017-08-09
  • TX RA
    APPROVED_RES
    Since 2015-02-27
  • ID RA
    APPROVED
    Since 2015-02-24

Branch Locations

1235 South Utah Avenue, Idaho Falls, ID 83402 • United States

25 S Willow St., Ste 201, Jackson Hole, WY 83001 • United States

One South Main Street, Salt Lake City, UT 84133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Idaho Falls ID 02/2015 Present
Zions Bank Idaho Falls ID 02/2015 Present
  • 02/2015 → Present
    Idaho Falls, ID
  • 02/2015 → Present
    Zions Bank
    Idaho Falls, ID
Previous Registrations
  • 2007-01-08 → 2015-02-25
    Salt Lake City, UT
    Idaho Falls, UT
  • 2006-04-05 → 2006-12-31
    Zions Direct, Inc.
    Twin Falls, ID
    Twin Falls, ID
    Burley, ID
    Idaho Falls, ID
    Salt Lake City, UT
    Salt Lake City, UT
  • 2006-02-03 → 2006-03-21
    Wells Fargo Investments, Llc
    Idaho Falls, ID
Other Businesses

1. 02/24/2015 INV REL - 581 TERRANCE, IDAHO FALLS, ID 83402 - REAL ESTATE RENTAL - START 05/01/2013 - 1 HOUR PER MONTH - LANDLORD 2. 02/24/2015 INV REL - ZIONS WEALTH ADVISORS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 3. 02/24/2015 INV REL - 1310 BOWER DRIVE, IDAHO FALLS, ID 83401 - REAL ESTATE RENTAL - START 10/01/2013 - 2% TIME SPENT - LANDLORD 4. 07/03/2015 ZIONS TRUST - INV REL - 1235 S UTAH AVENUE, IDAHO FALLS, ID 83402 - FINANCIAL INSTITUTION DUTY - START 06/30/2015 - 5 HOURS PER MONTH, 5 DURING TRADING - MANAGER/BUSINESS DEVELOPMENT OFFICER. 5. 10/31/2018 - No Business Name - Investment Related - 1235 So Utah Ave, Idaho Falls, ID & Enell Street, Idaho Falls, ID 83402 - Real Estate Rental - Started 12/10/2014 - 1 Hour Per Month/0 Hours During Securities Trading. 6. 10/31/2018 - No Business Name - Investment Related - 1235 So Utah Ave, Idaho Falls, ID & Croft Drive, Idaho Falls, ID 83402 - Real Estate Rental - Landlord - Started 10/03/2014 - 1 Hour Per Month/0 Hours During Securities Trading. 7. 01/05/2023 - Idaho School District 93 - Not Investment Related - Hillcrest High School 2800 Owen Street Ammon, ID - Outside/W-2 Employment - High School Girls Soccer coach - Start Date: 07/01/2023 - 10 Hours Per Month/10 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-09
  • S66 Uniform Combined State Law Examination
    2006-01-09

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