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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2024-02-14 |
| TX | RA | APPROVED_RES | 2010-02-08 |
| MD | RA | APPROVED | 2009-07-13 |
Branch Locations
111 Rockville Pike Suite 825, Rockville, MD 20850-5117 • United States
Frankford, DE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Washington | DC | 03/2008 | Present |
| City National Bank | Rockville | MD | 05/2017 | Present |
1) Name: The Lydia & Dexter Manley Foundation Address: 4835 Cordell Ave, #422 Bethesda, MD 20814 Business Description: Nonprofit to end illiteracy in Washington, DC Business is not investment related Projected Start Date: 07/29/20 Capacity: Board of Directors * Duties Performed: Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-14 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
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