Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-09-13
CO RA APPROVED 2004-03-16
KS RA APPROVED 2003-01-17
  • TX RA
    APPROVED_RES
    Since 2004-09-13
  • CO RA
    APPROVED
    Since 2004-03-16
  • KS RA
    APPROVED
    Since 2003-01-17

Branch Locations

2015 Clubhouse Drive Suite 202, Greeley, CO 80634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A.L. Williams Duluth GA 06/1985 Present
A.L. Williams /First American Sec. Duluth GA 03/1986 Present
Stifel, Nicolaus & Co., Inc. Ft. Collins CO 03/2003 Present
  • 06/1985 → Present
    A.L. Williams
    Duluth, GA
  • 03/1986 → Present
    A.L. Williams /First American Sec.
    Duluth, GA
  • 03/2003 → Present
    Stifel, Nicolaus & Co., Inc.
    Ft. Collins, CO
Previous Registrations
  • 2000-03-24 → 2003-01-23
    Morgan Stanley Dw Inc.
    Centennial, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-18
S63 Uniform Securities Agent State Law Examination 1986-03-11
  • S65 Uniform Investment Adviser Law Examination
    1999-11-18
  • S63 Uniform Securities Agent State Law Examination
    1986-03-11
Other Names
  • Don Yohon

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Greeley, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor