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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-03-06 |
| CO | RA | APPROVED | 2016-10-21 |
Branch Locations
1901 56Th Avenue Suite 300, Greeley, CO 80634-9937 • United States
4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Greeley | CO | 08/2016 | Present |
I am a 1/3 member in SAGEV Partners LLC, which was formed in January 2007. The LLC's address is 131 259th PL NE, Sammamish, WA 98074. The LLC invests in equity securities and other LLCs which own real estate. I devote approximately 5 hours a month to the business of which no hours are devoted during securities trading hours. My duties include monitoring and reviewing the financial results of the LLC's investments. I do not earn a salary from the LLC. SAGEV Partners LLC / 131 259th PL NE Sammamish,WA 98074 / No/ Privately Held / USD / No / No / SAGEV Partners LLC's equity securities are held at UBS. / Start Date 08/29/2016 /SAGEV Partners LLC / 131 259th PL NE Sammamish,WA 98074 / Company/ Other Investments / Makes investments in equity securities and investments in entites that own real estate. / Member of a committee with management or supervisory functions / / advise and provide input regarding investments / Start Date 1/9/2007 / 5 hours a month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-21 |
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