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David Wayne Weinbender

Ubs Financial Services Inc.

Greeley, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-08-29
CO RA APPROVED 2010-08-27
  • TX RA
    APPROVED_RES
    Since 2012-08-29
  • CO RA
    APPROVED
    Since 2010-08-27

Branch Locations

1901 56Th Avenue Suite 300, Greeley, CO 80634-9937 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Greeley CO 07/2013 Present
Previous Registrations
  • 2007-05-01 → 2010-08-03
    Edward Jones
    St Louis, MO
    Greeley, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-28
S63 Uniform Securities Agent State Law Examination 2006-07-27
  • S66 Uniform Combined State Law Examination
    2007-04-28
  • S63 Uniform Securities Agent State Law Examination
    2006-07-27

View on SEC IAPD

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