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Brent Kenneth Kramer

Ubs Financial Services Inc.

Greeley, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-28
CO RA APPROVED 2020-04-03
  • TX RA
    APPROVED_RES
    Since 2026-01-28
  • CO RA
    APPROVED
    Since 2020-04-03

Branch Locations

1901 56Th Avenue Suite 300, Greeley, CO 80634-9937 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 08/2016 03/2020
Tiaa Denver CO 08/2016 03/2020
Ubs Financial Services Inc Greeley CO 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-25
S63 Uniform Securities Agent State Law Examination 2016-09-08
  • S65 Uniform Investment Adviser Law Examination
    2019-07-25
  • S63 Uniform Securities Agent State Law Examination
    2016-09-08

View on SEC IAPD

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Other Offices

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