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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-19 |
| KY | RA | APPROVED | 2009-06-01 |
Branch Locations
4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Louisville | KY | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*310649 - Al J. Schneider Company; Investment related-No; Louisville, Kentucky; Hospitality; Board Member, Finance Committee, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent);Jan 2020 ; During business hours:2; Finance and Investment Committee
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-20 |
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