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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-27 |
| TX | RA | APPROVED_RES | 2026-03-27 |
| NH | RA | APPROVED | 2026-03-26 |
| WA | RA | APPROVED | 2026-03-26 |
| VA | RA | APPROVED | 2025-07-31 |
| SC | RA | APPROVED | 2025-06-03 |
| AZ | RA | APPROVED | 2025-04-14 |
| NJ | RA | APPROVED | 2024-01-02 |
| NY | RA | APPROVED | 2024-01-02 |
| PA | RA | APPROVED | 2023-05-09 |
Branch Locations
300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States
600 Easton Rd Mailstop: 19B-0238, Warrington, PA 18976 • United States
559 North Main Street Ms: Pa388, Doylestown, PA 18901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Yardley | PA | 05/2014 | 12/2016 |
| Princor Financial | Yardley | PA | 07/2014 | 12/2016 |
| Principal Funds Distributor | Folsom | CA | 10/2015 | 12/2016 |
| Waypoint Direct Investments, Llc | Stamford | CT | 12/2017 | 07/2018 |
| Unemployed | Yardley | PA | 12/2016 | 12/2017 |
| Raymond James And Associates, Inc. | Newtown | PA | 11/2020 | 04/2023 |
| Unemployed | Yardley | PA | 07/2018 | 11/2020 |
| Citizens Securities, Inc. | Doyelston | PA | 04/2023 | Present |
Special Equestrians - Board Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-26 |
| S65 | Uniform Investment Adviser Law Examination | 2000-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-09 |
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