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708 57Th Street, Kenosha, WI 53140 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2022-01-11 |
| IL | RA | APPROVED | 2011-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prophet Asset Management | Kenosha | WI | 06/1999 | Present |
I AM A MEMBER/MANAGER OF FOUR WISCONSIN LLCS THAT ARE PERSONAL/FAMILY INVESTMENT VEHICLES THAT DO NOT CONDUCT ANY BUSINESS WITH REGISTERED SECURITIES OR ANY OF MY CLIENTS AT PROPHET ASSET MANAGEMENT,INC. THE LLCS ARE PRIMARILY INVESTED IN REAL ESTATE AND ONE HOLDS AN INTEREST IN TWO SMALL NOT TRADED PRIVATE ENTERPRISES. I SPEND NO MORE THAN 3 HOURS A WEEK ON THESE LLCS AND ZERO HOURS DURING THE TRADING DAY. THE NAMES OF THE LLCS ARE: NRG LLC HARBOR PARK INVESTMENTS LLC (OWNS 1 BUILDING AND DOES NOTHING INVESTMENT RELATED) I AM ALSO A FOUNDER OF SOUTH PORT BANK, KENOSHA, WI. I AM NOT ON BOARD AND NOT ACTIVE. Prophet Vineyard 6049 Bethel Heights Rd NW Salem, OR 97304 Owner/Manager Not investment related 4 hours/month during trading hours. Domaine 524, LLC Winery Owner Since 02/2015 Not investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-15 |
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