Best Investors Account Sign in

Peter Alan Cole

J.P. Morgan Securities LLC

Kenosha, WI

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-17
WI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2017-01-17
  • WI RA
    APPROVED
    Since 2012-10-01

Branch Locations

3611 80Th Street, Kenosha, WI 53142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Kenosha WI 10/2012 Present
Jpmorgan Chase Bank, N.A. Kenosha WI 09/2009 Present
Previous Registrations
  • 2009-09-30 → 2012-10-01
    Chase Investment Services Corp.
    Kenosha, WI
  • 2007-01-31 → 2009-09-28
    Edward Jones
    St Louis, MO
    Kenosha, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-18
S63 Uniform Securities Agent State Law Examination 2005-11-02
  • S66 Uniform Combined State Law Examination
    2007-01-18
  • S63 Uniform Securities Agent State Law Examination
    2005-11-02
Other Names
  • Peter A Cole

View on SEC IAPD

Other Firms

U.S. BANCORP ADVISORS, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
HARBOUR INVESTMENTS, INC.
LPL FINANCIAL LLC
EQUITABLE ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

Teresa Ellen Chadha
Jeffrey Carl Perry
Kyle Kibar
STEVEN RAY PADDOCK
JOSHUA ALAN ZOERNER
STEFANIE ANN THEUER
ROBERT SCOTT FLEMING
JANET MARY FRANZ

Other Offices

U.S. BANCORP ADVISORS, LLC · Kenosha, WI
EDWARD JONES · KENOSHA, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Kenosha, WI
HARBOUR INVESTMENTS, INC. · Kenosha, WI
LPL FINANCIAL LLC · KENOSHA, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Kenosha, WI
EQUITABLE ADVISORS, LLC · KENOSHA, WI
LPL FINANCIAL LLC · KENOSHA, WI

More in Kenosha, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor