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Stefanie Ann Theuer

LPl Financial LLC

Kenosha, WI

Racine, WI

Pleasant Prairie, WI

Kenosha, WI

Racine, WI

Mt. Pleasant, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-03-24
  • WI RA
    APPROVED
    Since 2021-03-24

Branch Locations

7535 Pershing Blvd, Kenosha, WI 53142 • United States

5101 Spring Street, Racine, WI 53406 • United States

9055 76Th Street, Pleasant Prairie, WI 53158 • United States

4235 52Nd Street, Kenosha, WI 53144 • United States

4100 Durand Avenue, Racine, WI 53405 • United States

Mt. Pleasant, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&I Financial Advisors Inc. Kenosha WI 09/2009 Present
M & I Insurance Services Milwaukee WI 09/2009 Present
M & I Trust Milwaukee WI 09/2009 Present
Bmo Harris Bank Milwaukee WI 07/2011 Present
Bmo Harris Financial Advisors, Inc. Kenosha WI 08/2012 Present
Lpl Financial Llc Pleasant Prairie WI 03/2021 Present
  • 09/2009 → Present
    M&I Financial Advisors Inc.
    Kenosha, WI
  • 09/2009 → Present
    M & I Insurance Services
    Milwaukee, WI
  • 09/2009 → Present
    M & I Trust
    Milwaukee, WI
  • 07/2011 → Present
    Bmo Harris Bank
    Milwaukee, WI
  • 08/2012 → Present
    Bmo Harris Financial Advisors, Inc.
    Kenosha, WI
  • 03/2021 → Present
    Lpl Financial Llc
    Pleasant Prairie, WI
Previous Registrations
  • 2012-08-01 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Pleasant Prairie, WI
    Kenosha, WI
    Kenosha, WI
    Racine, WI
    Chicago, IL
  • 2009-11-12 → 2012-08-01
    M&I Financial Advisors, Inc
    Kenosha, WI
    Kenosha, WI
  • 2010-04-29 → 2012-04-18
    M&I Investment Management Corp.
    Milwaukee, WI
  • 2006-09-06 → 2009-09-25
    Cetera Investment Services Llc
    Racine, WI
    Racine, WI
    Kenosha, WI
    Burlington, WI
  • 2006-08-07 → 2006-08-07
    Cetera Investment Services Llc
    Racine, WI
Other Businesses

1)03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - Kenosha, WI 53142

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-17
  • S66 Uniform Combined State Law Examination
    2004-11-17
Other Names
  • Stefanie Ann Lindabauer

View on SEC IAPD

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