Nancy Ann Carlson

Current Employers

Employment History

• 08/1994 → 11/2018
  Lpl Financial Llc
  Sioux Falls, SD
• 07/2015 → 03/2023
  Professional Financial Services, Inc.
  Sioux Falls, SD
• 12/2022 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS

Previous Registrations

• 2015-08-05 → 2023-03-21
  Professional Financial Services, Inc.
  Sioux Falls, SD
• 1995-03-16 → 2018-12-06
  Lpl Financial Llc
  Sioux Falls, SD
  Parkston, SD

Other Businesses

1. INSURANCE AGENT; INVESTMENT RELATED; 5024 S. BUR OAK PLACE, SUITE 100 SIOUX FALLS, SD 57108; INSURANCE AGENT; 02/24/1992; 2 HOURS PER MONTH, 2 HOURS PER MONTH DURING TRADING; OUTSIDE SALES OF NON-VARIABLE INSURANCE PRODUCTS. 2. VINTEK NUTRITION, LLC; NON INVESTMENT RELATED; 5024 S. BUR OAK PLACE, SUITE 100 SIOUX FALLS, SD 57108; MANUFACTURING; OWNER; 10/13/2009; 4 HOURS PER MONTH, ONE HOUR PER MONTH DURING TRADING; PRODUCTION, MARKETING, AND SALES OF NUTRACEUTICAL PRODUCT FOR DIABETIC SUBJECTS. 3. NOTARY; NON INVESTMENT RELATED; 5024 S. BUR OAK PLACE, SUITE 100 SIOUX FALLS, SD 57108; NOTARY; 10/3/2013; LESS THAN ONE HOUR PER MONTH, NONE DURING TRADING; VERIFY THE AUTHENTICITY OF DOCUMENTS AND SERVE AS WITNESS DURING SIGNING OF LEGAL DOCUMENTS. 4. INSIGNIA HOLDINGS, LLC; INVESTMENT RELATED; 5024 S. BUR OAK PLACE, SUITE 100, SIOUX FALLS, SD 57108;01/21/2016; 30 MINUTES PER MONTH/0 HOURS DURING SECURITIES TRADING; BUSINESS ENTITY FOR TAX/PERSONAL INVESTMENT PURPOSES ONLY. 5. VINCENT GRACE DESIGNS; NON INVESTMENT RELATED; 7204 S BURLEIGH CIRCLE, SIOUX FALLS, SD 57108; DESIGN; OWNER/DESIGNER; 08/09/2002; 2/HOURS PER MONTH, NONE DURING TRADING; MAKING JEWELRY W/SEMIPRECIOUS AND VARIOUS DESIGN PROJECTS. 6. CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENTADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, 12/15/2022, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADINGHOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 7. PCRM, LLC DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT, INVESTMENT-RELATED, 6201 COLLEGE BLVD., SUITE #150, OVERLAND PARK, KS 66211, FIXED-INSURANCE PRODUCTS, INSURANCE AGENT,03/2023, 2 HRS./MO., 2 HRS. DURING TRADING, SALE AND SERVICE OF FIXED-INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOS).

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-02-03
• S63 Uniform Securities Agent State Law Examination
  1988-08-03

Designations

Other Names

• Nancy Ann Schultz
• Nancy Ann Rabenberg