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Peggy Ann Phillips

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

Phoenix, AZ

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-11-17
TX RA APPROVED_RES 2010-11-08
  • CA RA
    APPROVED
    Since 2010-11-17
  • TX RA
    APPROVED_RES
    Since 2010-11-08

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Phoenix, AZ • United States

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrilly Lynch Chandler AZ 09/2010 Present
Bank Of America,Na Chandler AZ 10/2010 Present
  • 09/2010 → Present
    Merrilly Lynch
    Chandler, AZ
  • 10/2010 → Present
    Bank Of America,Na
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-15
S63 Uniform Securities Agent State Law Examination 1993-07-12
  • S66 Uniform Combined State Law Examination
    2010-11-15
  • S63 Uniform Securities Agent State Law Examination
    1993-07-12
Other Names
  • Peggy Ann Silvey
  • Peggy Ann Silvey
  • Peggy Ann Phillips
  • Peggy A Phillips

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, RI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, RI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Riverside, RI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, RI
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