Richard M Muller

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-02-18
TX	RA	APPROVED	2022-02-18

MD RA
APPROVED

Since 2022-02-18
TX RA
APPROVED

Since 2022-02-18

Branch Locations

10960 Grantchester Way, Columbia, MD 21044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner And Smith Incorporated	Columbia	MD	01/2013	02/2022
Bank Of America, N.A.	Columbia	MD	06/2013	02/2022
Morgan Stanley Smith Barney Llc	Columbia	MD	02/2022	Present
Morgan Stanley Private Bank, N.A	New York	NY	03/2022	Present

01/2013 → 02/2022

Merrill Lynch, Pierce, Fenner And Smith Incorporated

Columbia, MD
06/2013 → 02/2022

Bank Of America, N.A.

Columbia, MD
02/2022 → Present

Morgan Stanley Smith Barney Llc

Columbia, MD
03/2022 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2013-04-24 → 2022-02-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-04-19

S66 Uniform Combined State Law Examination

2013-04-19

Other Names

Richard Michael Muller
Richard Micheal Muller

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

WHITE OAK WEALTH MANAGEMENT

MML INVESTORS SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

KEVIN MICHAEL LINK

CHRISTOPHER ANTHONY SCHIPSKE

CHRISTOPHER ANTHONY SADOWSKI

EMELIA ADUTWUMWAA SARBENG

Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD

TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD

WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD

MML INVESTORS SERVICES, LLC · Columbia, MD

WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD

WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

More in Columbia, MD

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