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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-02-02 |
| NY | RA | APPROVED | 2024-02-02 |
| TX | RA | APPROVED_RES | 2024-02-02 |
Branch Locations
8 Southwoods Blvd Suite 207, Albany, NY 12211 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albany | NY | 12/2010 | 02/2024 |
| Bank Of America, N.A. | Albany | NY | 07/2011 | 02/2024 |
| Ubs Financial Services, Inc | Albany | NY | 02/2024 | Present |
ALBANY CITY ROCKS (BOYS AND GIRLS BASKETBALL CLUB), Non Profit Youth Sports and Mentoring programUnited States, Officer, I have been the President of Organization since its inception 30 years ago, start date-3/1/1994 I*42180 For profit or not for profit: For-Profit Organization Name of outside business organization: MNM Holdings llc Investment related: N Address of business: Albany, New York 12207 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 5/26/2011 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: LLC used to buy Commercial building
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-05 |
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