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Leslie Joy Eisen-Abrams

Morgan Stanley

Fairfield, CT

CRD 1449311

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
CT RA APPROVED 2013-02-14
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • CT RA
    APPROVED
    Since 2013-02-14

Branch Locations

1229 Post Road, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Farfield CT 02/2011 Present
  • 02/2011 → Present
    Morgan Stanley Smith Barney
    Farfield, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-13
S63 Uniform Securities Agent State Law Examination 1986-01-29
  • S66 Uniform Combined State Law Examination
    2013-02-13
  • S63 Uniform Securities Agent State Law Examination
    1986-01-29
Other Names
  • Leslie Joy Eisen
  • Leslie Joy Abrams

View on SEC IAPD

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