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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-02 |
| CT | RA | APPROVED | 2013-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Mystic | CT | 02/2013 | Present |
| Barberry Quayside, Llc. | Mystic | CT | 02/2013 | Present |
2/20/13,BARBERRY QUAYSIDE LLC,NON-INVESTMENT RELATED,MYSTIC,CT,FINANCIAL SERVICES,SOLE MEMBER,LESS THAN 20,0,DUTIES ARE LIMITED TO MANAGING THE REVENUES AND EXPENSES OF THE LLC. THE REVENUES WILL BE FROM THE MYSTIC INDEPENDENT BRANCH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-04 |
| S65 | Uniform Investment Adviser Law Examination | 2008-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-13 |
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