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Annamarie Rita Sabatini

Ubs Financial Services Inc.

Oakbrook Terrace, IL

Oakbrook Terrac, IL

Ct Schaumburg, IL

CRD 1449138

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2002-01-01
IL RA APPROVED 1997-09-22
  • TX RA
    APPROVED_RES
    Since 2002-01-01
  • IL RA
    APPROVED
    Since 1997-09-22

Branch Locations

1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States

Oakbrook Terrace Tower One Tower Lane - Suite 640, Oakbrook Terrac, IL 60181 • United States

Ct Schaumburg, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Incorporated Oakbrook Terrace IL 07/1988 Present
  • 07/1988 → Present
    Painewebber Incorporated
    Oakbrook Terrace, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-20
S63 Uniform Securities Agent State Law Examination 1986-01-29
  • S65 Uniform Investment Adviser Law Examination
    1998-01-20
  • S63 Uniform Securities Agent State Law Examination
    1986-01-29
Other Names
  • Annamarie Rita Avvisati

View on SEC IAPD

Nearby Firms

NORTHERN TRUST SECURITIES, INC.
EDELMAN FINANCIAL ENGINES
AMERIPRISE FINANCIAL SERVICES, LLC

Nearby Investors

STEVEN ALLEN SMITH
BARRY JASON DUPUY
MANILA SUDHIR KALA

Nearby Offices

NORTHERN TRUST SECURITIES, INC. · OAKBROOK TERRACE, IL
UBS FINANCIAL SERVICES INC. · OAKBROOK TERRACE, IL
EDELMAN FINANCIAL ENGINES · OAKBROOK TERRACE, IL

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