Manila Sudhir Kala

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2007-11-12

IL RA
APPROVED

Since 2007-11-12

Branch Locations

1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States

Roselle, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services, Inc.	Oakbrook Terrace	IL	10/2007	Present

10/2007 → Present

Ubs Financial Services, Inc.

Oakbrook Terrace, IL

Previous Registrations

2005-01-17 → 2007-11-14

Ameriprise Financial Services, Llc

Rosemont, IL

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-01-14

S66 Uniform Combined State Law Examination

2005-01-14

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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